Labels: Conduct Risk

Investment Bank Culture: A few 'Bad Apples' or a 'Bad Apple Machine' ?

Investment Bank Culture: A few 'Bad Apples' or a 'Bad Apple Machine' ?

Bloomberg reported this week that a number of banks are having difficulties hiring manage…
How a few poorly chosen words by a salesperson could cost Senior Managers their freedom under the Senior Managers Regime.

How a few poorly chosen words by a salesperson could cost Senior Managers their freedom under the Senior Managers Regime.

Whilst at Heathrow yesterday I went to a foreign exchange counter to buy £150 of K…
What is Trading 'Risk Type'? Why is it getting so much attention?

What is Trading 'Risk Type'? Why is it getting so much attention?

With the arrival of the Senior Managers Regime, and other conduct risk regulations due …

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